Programme on the Ethics of Behavioural Influence and Prediction
The Programme on the Ethics of Behavioural Influence and Prediction (EBIP) is based in the Oxford Uehiro Centre for Practical Ethics. It investigates the moral permissibility and desirability of (i) predicting how people will behave, for example, on the basis of data about their past behaviour, demographic characteristics, and neurobiology, and (ii) influencing how people will behave, for example, through the use of nudges, incentives, psychological interventions, and psychopharmaceuticals.
Questions of interest include:
What are the advantages and disadvantages of algorithmic forms of behaviour prediction (as compared to discretionary approaches based on clinical/judicial judgement)?
What would an ideally fair behaviour prediction algorithm look like?
What sorts of data may permissibly be used as an input in to behaviour prediction algorithms? Demographic variables? Past behaviour? ‘Big data’? Biological factors?
Do machine learning approaches to behaviour prediction raise new ethical issues?
What are the ethical similarities and differences between biological and environmental forms of behavioural influence?
What are the ethically salient categories of behavioural influence? How useful, for ethical discussion, are the categories of nudging and manipulation?
Are there always reasons to prefer rationality-engaging over rationality-bypassing forms of behavioural influence?
Is there a right against nonconsensual behavioural influence (of certain kinds)?
Please see below for information regarding our funded research projects.
Though the right to bodily integrity is well-established, the possibility of a right to mental integrity has attracted little philosophical scrutiny. The purposes of this project, funded by a European Research Council Consolidator Award, are to (1) determine whether and how a moral right to mental integrity can be established; (2) develop an account of its scope, weight, and robustness, and (3) determine what forms of arational influence infringe it, and whether and when these might nevertheless be justified. The analysis will be applied to controversial novel forms of arational influence including persuasive digital technologies, salience-based nudges, treatments for childhood behavioural disorders, and biological interventions in criminal rehabilitation.
Unlike most traditional forms of behavioural influence, such as rational persuasion, incentivisation and coercion, many novel forms of behavioural influence operate at a subrational level, bypassing the targeted individual’s capacity to respond to reasons. Examples include bottomless newsfeeds, randomised rewards, and other ‘persuasive’ technologies employed by online platforms and computer game designers. They also include biological interventions, such as the use of drugs, nutritional supplements or non-invasive brain stimulation to facilitate criminal rehabilitation. The ethical acceptability of such arational influence depends crucially on whether we possess a moral right to mental integrity, and, if so, what kinds of mental interference it rules out. Unfortunately, these questions are yet to be addressed.
Interventions that act directly on the brain, or ‘neurointerventions’, are increasingly being used or advocated for crime prevention. For instance, drugs that attenuate sexual desire are sometimes used to prevent recidivism in sex offenders, while drug-based treatments for substance abuse have been used to reduce addiction-related offending. Recent scientific developments suggest that the range of neurointerventions capable of preventing criminal offending may eventually expand to include, for example, drugs capable of reducing aggression or enhancing empathy.
In this Wellcome Trust-funded project, we are investigating ethical questions raised by the use of such interventions to prevent criminal offending, focusing particularly on cases where they are imposed on convicted offenders as part of a criminal sentence or as a condition of parole. On the one hand, there seems to be at least some reason to support the use of neurointerventions in this way, since there is a clear need for new means of preventing crime. Traditional means of crime prevention, such as incarceration, are frequently ineffective and can have serious negative side-effects; neurointervention may increasingly seem, and sometimes be, a more effective and humane alternative.
On the other hand, neurointerventions can be highly intrusive and may threaten fundamental human values, such as bodily integrity and freedom of thought. In addition, humanity has a track record of misguided and unwarrantedly coercive use of psychosurgery and other neurotechnological 'solutions' to criminality.
We are deploying philosophical methods and recent thinking on autonomy, coercion, mental integrity and moral liability to answer two over-arching questions
When, if ever, may the state force neurointerventions on criminal offenders?
When, if ever, may the state offer neurointerventions to criminal offenders?
We plan also to examine how our answers to these questions bear on the use of neurointerventions to prevent offending in individuals who have not previously offended, but are thought to be at high risk of doing so.
Thomas Douglas trained in medicine (BMedSc MB ChB, Otago) and philosophy (BA DPhil, Oxford) and is currently a Senior Research Fellow based in the Oxford Uehiro Centre for Practical Ethics and the Faculty of Philosophy, University of Oxford. His research lies in practical and normative ethics and currently focuses on the moral desirability of using medical interventions for non-medical purposes such as cognitive enhancement, behaviour modification, criminal rehabilitation and moral improvement. He has also written on moral worth, compensatory justice, moral status, and reproductive ethics.
David Birks is a Departmental Lecturer in Political Theory at the Department of Politics and International Relations, University of Oxford and an Early Career Research Fellow at the Oxford Research Centre for the Humanities (TORCH). Prior to that, he was a Senior Research Fellow in Legal and Political Philosophy at the University of Kiel. He previously worked on the Neurointerventions in Crime Prevention project, while he was a Junior Fellow in Legal and Political Philosophy at the University of Oxford and a Junior Research Fellow at Kellogg College.
Jonathan Pugh is a Research Fellow in Applied Moral Philosophy. After finishing his DPhil in 2014, he worked on the Neurointerventions in Crime Prevention project until late 2016. His research interests lie primarily in issues concerning personal autonomy in practical ethics, particularly topics pertaining to informed consent. He has also written on the ethics of stem cell research, genetic modification, and conservatism in value theory. In Feb 2017 he began a Wellcome Trust funded project on the ethics of Deep Brain Stimulation.
Hazem Zohny is a Research Fellow in Bioethics and Bioprediction at the Oxford Uehiro Centre for Practical Ethics. His current work focuses on the bioprediction of behaviour and the use of neurointerventions in crime prevention efforts. He has a PhD in Bioethics from the University of Otago, where he worked on ethical and conceptual issues related to human enhancement. His research interests also include moral responsibility, well-being, and global justice.
Gabriel De Marco is a Postdoctoral Research Fellow on the ‘Neurointerventions in Crime Prevention: an Ethical Analysis’ project. His current research focuses on the effect neurointerventions may have on the subject’s autonomy, free will and moral responsibility. He received his PhD in Philosophy from Florida State University, working on questions in free will and moral responsibility.
Jan Christoph Bublitz (LLB, JD, PhD) is a post-doc researcher at the University of Hamburg, in criminal law, human rights law & legal philosophy. He is also a young fellow at the Center for Interdisciplinary Research (ZiF) in Bielefeld, Germany. At the moment, he is the PI of two research projects, one on legal and ethical implications of Brain-Computer Interfaces (www.bci-ethics.de), the other on law & memory (A duty to remember, a right to forget? Behavioral interventions into emotional memory traces).
Lisa is a British Academy Postdoctoral Fellow in the Faculty of Law and (in Philosophy) at Somerville College and the Oxford Uehiro Centre for Practical Ethics. Her main research interests lie in normative and practical ethics, and in the philosophy of medical and criminal law. Her postdoctoral project, ‘Changing One’s Mind: Neurointerventions, Autonomy, and the Law on Consent’, is on medical consent and examines the extent to which English law on consent sufficiently protects morally salient patient interests. Lisa holds a PhD in philosophy and law and an MA in ethics and medical law from King’s College London and a BA in philosophy from Stockholm University. Her doctoral thesis was on the justification for the lawfulness of medical interventions.
Areti Theofilopoulou is a Research and Administrative Assistant working on the Wellcome-Trust funded project 'Neurointerventions in Crime Prevention: An Ethical Analysis'. In August 2019, she will be taking up a postdoctoral fellowship in the Society of Fellows in the Humanities at the University of Hong Kong. She recently completed a DPhil in Philosophy at the University of Oxford, where she was affiliated with the Oxford Uehiro Centre for Practical Ethics and St Cross College. Her doctoral research, supervised by Thomas Sinclair and Dominic Wilkinson, was on ‘The Question of Exclusion in Rawlsian Contractualism’.
Ligthart S, Douglas T, Bublitz C, Meynen G, ‘The Future of Neuroethics and the Relevance of the Law', AJOB Neuroscience 2019; 10(3): 120-121. [publisher website]
De Marco G, ‘Brain Interventions, Moral Responsibility, and Control over One’s Mental Life’, Neuroethics, available online, forthcoming in print.
Douglas T, ‘Is Preventive Detention Morally Worse than Quarantine?’, in JW de Keijser, JV Roberts, and J Ryberg (eds) Predictive Sentencing: Normative and Empirical Perspectives (Hart Publishing, 2019). [publisher website]
Douglas T, ‘Punishing Wrongs from the Distant Past’, Law and Philosophy 2019; 38(4): 335-358.
Douglas T, 'Enhancement & Desert', Politics, Philosophy & Economics 2019; 18(1): 3-22.
De Marco G, ‘Review of Gideon Yaffe’s The Age of Culpability: Children and the Nature of Criminal Responsibility’, Metapsychology Online 2019; 23(12).
Theofilopoulou A, 'Punishment as Moral Fortification and Non-Consensual Neurointerventions', Law and Philosophy 2019; 38(2): 149-167.
Zohny H, ‘Moral Enhancement and the Good Life’, Medicine, Health Care and Philosophy 2019; 22(2): 267-274.
Zohny H, Douglas T, Savulescu J, ‘Biomarkers for the Rich and Dangerous: Why We Ought to Extend Bioprediction and Bioprevention to White-Collar Crime’, Criminal Law and Philosophy 2019; 13(3): 479-497.
Douglas T, ‘Nonconsensual Neurocorrectives and Bodily Integrity: A Reply to Shaw and Barn’, Neuroethics 2019; 12(1): 107-118.
Douglas T, Zohny H, ‘The Negative Effects of Neurointerventions: Confusing Constitution and Causation’, AJOB Neuroscience 2018; 9(3): 162-164. [publisher website]
D’Hotman D, Pugh J, Douglas T, ‘When Is Coercive Methadone Therapy Justified?’, Bioethics 2018; 32(7): 405-413.
Birks D, 'How Wrong Is Paternalism?', Journal of Moral Philosophy 2018; 15(2): 136-163.
Pugh J, 'Moral Bio-Enhancement, Freedom, Value and the Parity Principle', Topoi 2019; 38(1): 73-86.
Douglas T, 'Neural and Environmental Modulation of Motivation: What's the Moral Difference?', in D Birks and T Douglas (eds.) Treatment for Crime (Oxford University Press, 2018). [publisher website]
Douglas T, ‘Going Above and Beneath the Call of Duty: The Luck Egalitarian Claims of Healthcare Heroes, and the Accommodation of Professionally-Motivated Treatment-Refusal’, Journal of Medical Ethics 2017; 43(12): 801-802.
Birks D, Douglas T, ‘Two Ways to Frustrate a Desire’, Journal of Value Inquiry 2017; 51(3): 417-434.
Douglas T, Pugh J, Singh I, Savulescu J, Fazel S, 'Risk Assessment Tools in Criminal Justice and Forensic Psychiatry: The Need for Better Data', European Psychiatry 2017; 42: 134-137.
Douglas T, ‘Refusing to Treat Sexual Dysfunction in Sex Offenders’, Cambridge Quarterly of Healthcare Ethics 2017; 26(1): 143-158. [journal version]
Pugh J, Maslen H, "'Drugs That Make You Feel Bad’? Remorse-Based Mitigation and Neurointerventions", Criminal Law and Philosophy 2017; 11(3):499-522. Discussed by The Hon. Mrs Justice Cheema-Grubb DBE in the Annual Borderlands Lecture, section 70.
Forsberg L, Douglas T, ‘Anti-libidinal intervention in Sex Offenders: Medical or Correctional?’, Medical Law Review 2016; 24(4): 453-473.
D'Hotman D, Pugh J, Douglas T, ‘The Case Against Forced Methadone Detox in US Prisons’, Public Health Ethics 2019; 12(1): 89-93.
Pugh J, Douglas T, ‘Justifications for Non-Consensual Medical Intervention: From Infectious Disease Control to Criminal Rehabilitation’, Criminal Justice Ethics 2016; 35(3): 205-229. [journal version]
Pugh J, Douglas T, ‘Neurointerventions as Criminal Rehabilitation: An Ethical Review’, in J J Jacobs and J Jackson (eds) Routledge Handbook of Criminal Justice (Routledge, 2016). [publisher website]
D'Hotman D, Pugh J, Douglas T, ‘Methadone for Prisoners’, The Lancet 2016; 387: 224.
Phillips EA, Rajender A, Brandon AF, Douglas T, Munarriz R, ‘Sex Offenders Seeking Treatment for Sexual Dysfunction—Ethics, Medicine, and the Law’, Journal of Sexual Medicine 2015; 12: 1591–1600.
Douglas T, ‘Criminal Rehabilitation through Medical Intervention: Moral Liability and the Right to Bodily Integrity’, Journal of Ethics 2014; 18(2): 101-122.
Douglas T, Bonte P, Focquaert F, Devolder K, Sterckx S, ‘Coercion, Incarceration and Chemical Castration: An Argument from Autonomy’, Journal of Bioethical Inquiry 2013; 10(3): 395-405.
Douglas T, Enhancing Moral Conformity and Enhancing Moral Worth, Neuroethics 2014; 7(1): 75-91.
Pugh J, Autonomy, Natality and Freedom: A Liberal Re-Examination of Habermas in the Enhancement Debate, Bioethics 2014; 29(3):145-152.
Douglas T, Enhancement, Biomedical, in H LaFollette (ed.) International Encyclopedia of Ethics (Wiley-Blackwell, 2013).
Pugh, J, G Kahane, and J Savulescu, Cohen’s Conservatism and Human Enhancement, The Journal of Ethics 2013; 17(4): 331–54.
Douglas T, Moral Enhancement, Journal of Applied Philosophy 2008; 25(3): 228-245.
Bomann-Larsen L, Voluntary Rehabilitation? On Neurotechnological Behavioural Treatment, Valid Consent and (In)appropriate Offers, Neuroethics 2013; 6 (1): 65–77.
Bublitz J C, Merkel R, 2014, Crimes Against Minds: On Mental Manipulations, Harms and a Human Right to Mental Self-Determination, Criminal Law and Philosophy 2014; 8(1): 51–77.
Bublitz J C, Merkel R, Autonomy and Authenticity of Enhanced Personality Traits, Bioethics 2009; 23(6): 360–74.
Caplan A, Ethical Issues Surrounding Forced, Mandated, or Coerced Treatment, Journal of Substance Abuse Treatment 2006; 31(2): 117–20.
Crockett M, Clark L, Hauser M, Robbins T, Serotonin Selectively Influences Moral Judgment and Behavior through Effects on Harm Aversion, Proceedings of the National Academy of Sciences 2010; 107(40): 17433–38.
Crockett M, Clark L, Tabibnia G, Lieberman M, Robbins T, Serotonin Modulates Behavioral Reactions to Unfairness, Science 2008; 320(5884): 1739–1739.
Greely H, Neuroscience and Criminal Justice: Not Responsibility but Treatment, University of Kansas Law Review 2008; 56(5): 1103–38.
McMillan J, The Kindest Cut? Surgical Castration, Sex Offenders and Coercive Offers, Journal of Medical Ethics 2013; 40(9): 583-590.
Rosati C, A Study of Internal Punishment, Wisconsin Law Review 1994; 123: 123-170.
Ryberg J, Is Coercive Treatment of Offenders Morally Acceptable? On the Deficiency of the Debate, Criminal Law and Philosophy 2015; 9(4): 619-631.
Ryberg J, Punishment, Pharmacological Treatment, and Early Release, International Journal of Applied Philosophy 2012; 26(2): 231–44.
Ryberg J, and T Petersen, Neurotechnological Behavioural Treatment of Criminal Offenders—A Comment on Bomann-Larsen, Neuroethics 2013; 6(1): 79–83.
Shaw, E, Direct Brain Interventions and Responsibility Enhancement, Criminal Law and Philosophy 2014; 8(1): 1–20.
Vincent N, Restoring Responsibility: Promoting Justice, Therapy and Reform Through Direct Brain Interventions, Criminal Law and Philosophy 2014; 8(1): 21–42.
Douglas T, ‘Biased algorithms: here’s a more radical approach to creating fairness’, The Conversation, 21 January 2019.
Zohny H, ‘My Brain Made Me Carry Out a Ponzi Scheme’, Slate, 23 May 2018.
Douglas T, Douglas T, ‘Should a rapist get Viagra or a robber get a cataracts op?’, Aeon, 7 July 2017, .
Douglas T, ‘It’s not always wrong to pay people for their organs’, The Conversation, 8 June 2017, . Reprinted in The Independent 12 July 2017.
Pugh J, Why Is Chemical Castration Being Used on Sex Offenders in Some Countries?, The Conversation, 16 June 2016.
Douglas T, Taking drugs to help others, Practical Ethics: Ethics in the News 2011.
Douglas T, Compulsory chemical castration for sex offenders, Practical Ethics: Ethics in the News 2008.
Douglas T, Interviewed on the ethics of neurointerventions in crime prevention, ‘Nine to Noon’, Radio New Zealand National, aired 19 January 2015.
Douglas T, ‘The Ethics of Morality Altering Drugs’, Radio Interview, CBC Radio (Canada), 21 April 2011.
Douglas T, Refusing to Treat Sexual Dysfunction in Sex Offenders, podcast from the Conscience and Conscientious Objection in Healthcare Conference, 24 November 2015.
Pugh, J, Justifications for Non-Consensual Medical Treatments: From Infectious Disease Control to Criminal Rehabilitation - St Cross Special Ethics Seminar, 12th November 2015.
Douglas T, Dr Tom Douglas defends the chemical castration of sex offenders, video interview on the Practical Ethics YouTube channel, 24 April 2018.
Ballantyne A, Card R, Clarke S, Devolder K, Douglas T, Giubilini A, Kennett J, Milnes S, Minerva F, Mori M, Munthe C, Oakley J, Persson I, Savulescu J, Wilkinson D, Consensus Statement on Conscientious Objection in Healthcare, Practical Ethics: Ethics in the News 2016.